Mary Newman, CPA




Compliance Advisory and Implementation Services

With the SOX rules now applying to all registered companies, the time is now to ensure your company is compliant.  We can customize a compliance program tailored to your needs and offer improvements for effective and efficient process management.
Our compliance team has detailed knowledge of internal control procedures and SOX legislation through successfully implementing
The experience gained by providing services to a number of registered companies in a variety of industries allows out team a competitive advantage that can benefit your company.
Internal control and SOX compliance can be a complex process without the vision of our qualified experts providing you the necessary guidance.

Areas of expertise for our Compliance specialists:


·         Comprehensive Sarbanes –Oxley Compliance Program (designed for entities subject to SOX regulations)

o    Utilizes top-down, risk-based methodology that focuses on the appropriate risks and maximizes efficiencies for your organization

o    Project management

o    Project scope definition, planning and risk assessment

o    Internal control identification and documentation

o    Internal control testing

o    Remediation tracking

o    Ongoing monitoring services

·         Selective SOX Assistance Program (designed for entities subject to SOX regulations)

o    Designed for clients who are managing their own SOX compliance process but need some temporary or limited assistance from an experienced SOX professional

o    Provides as needed assistance in any of the six services
identified above. 

·         Best Practices and Internal Controls Improvement Program

o    Provides an affordable option to address your business’ financial reporting development needs at any stage

o    Basic needs

o    Effective improvements

o    Fine tuning